Navigating the compliance minefield
Frequent changes in the law mean compliance issues can often be a legal minefield. Here, lawyers David Court, Sonnie Bailey and Kathryn Wardrobe answer three frequently asked questions.
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Product Description
Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer’s role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance departme… More >>
Essential Strategies for Financial Services Compliance
RSA, The Security Division of EMC, helps you look beyond compliance to governance through an Information Risk Management strategy. Join Amanda Van Veen, Marketing Manager for RSA Financial Services Solutions, as she outlines how you can leverage security resources across compliance efforts. Discover how to holistically manage and integrate security into business requirements with a risk-based approach as well as how to reduce compliance costs and help ensure better security. For more information: Information Risk Management: Moving from Compliance to Governance in Financial Services – www.rsa.com
Apart from MS Office (Excel, Word, Powerpoint, etc) which other specialist programmes/applications used by compliance analysts can I learn in order to get a compliance job in financial firms?
Aug 31
Compliance Officer – LONDON
You will report in respect of all aspects of monitoring and maintenance of compliance controls specific to the financial planning & collectives side of the business this financial services group.
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